In 2019, Heather Strausbaugh posted an advertisement on Backpage.com, an online prostitution solicitation platform, and received a response from a prospective client. Their meeting took place at a hotel in Pennsylvania, where, following a brief conversation, the man undressed in bed and Strausbaugh started to massage his naked body, including his genitals. To her astonishment, the situation took an unexpected turn when a group of law enforcement officers entered the room and arrested her. This operation was a planned prostitution sting: the client, an undercover police officer.[1]
That the undercover police allowed Strausbaugh to touch his genitals and engage in intimate sexual contact should shock many, yet this is not an isolated case. In 2007, a Seattle cop grabbed a dancer’s breasts several times during a sting operation.[2] In July 2015, three Minneapolis male police officers engaged in sexual contact with prostitutes[3] as part of sting operations.[4] In 2017, an Alaskan prostitute named Rachel had sex to completion with an undercover police officer before facing arrest. The list goes on.[5]
Today, prostitution remains criminalized in nearly all U.S. states and is subject to regulation under state laws.[6] For example, under the New York Penal Law, selling sex is a Class B misdemeanor that can result in months of imprisonment and a fine.[7] Given the consensual and private nature of prostitution, law enforcement often resorts to sting operations (stings), a deceptive technique used by officers to catch people committing, or attempting to commit, a crime. . However, prostitution stings pose a unique dilemma. To identify undercover police officers, many prostitutes explicitly ask potential clients for sexual contact, assuming that there are certain boundaries police officers cannot cross. On the other hand, undercover police officers are reluctant to let potential suspects evade arrest easily, and with a lack of stringent rules of conduct, they sometimes lie about their identity and engage in some degree of sexual conduct to establish evidence of the crime.[8] This is what Paula Torres, a human rights legal scholar and lawyer, terms "the paradox of sexual contact."[9] Whereas sexual contact can serve as crucial evidence to substantiate the exchange of sex for money, the engagement of such contact between an undercover police officer and a prostitute raises concerns about violating the due process rights of the individuals involved. As outlined in the Fifth Amendment of the U.S. Constitution, due process is the legal principle that guarantees individuals fair treatment, legal proceedings, and fundamental rights from the government before depriving them of life, liberty, or property. [10] Sting operations could potentially violate due process because, in such policing mechanisms, law enforcement officers may employ tactics of deception and manipulation to induce criminal activity, resulting in unjust arrests. Moreover, intrusive surveillance methods may infringe upon individual rights, such as privacy.
Sexual contact during prostitution stings is not uncommon. In such scenarios, individuals engaged in prostitution may invoke the defense of outrageous government conduct, stemming from the due process clause of the constitution, to challenge and overturn convictions resulting from questionable actions by law enforcement. This defense argues that the court should dismiss charges against defendants, in this case, prostitutes, when law enforcement's conduct in a criminal investigation is so extreme and shocking that it violates the fundamental principles of fairness and due process.[11] Within the context of prostitution stings, arrested individuals may seek dismissal by demonstrating that the use of sexual activity as an investigatory tactic is outrageous and significantly violates their autonomy as consenting citizens. However, the lack of clear criteria for determining what constitutes “unacceptable sexual contact” has sparked controversy in the practical application of this defense. The controversy surrounding the practicality of the outrageous government conduct defense arises from the tension between the need to uphold constitutional rights and the challenges posed by law enforcement tactics in combating prostitution. Moreover, it reflects the dual identity of prostitutes, who are seen as both offenders under the criminalization of prostitution in the U.S. and potential victims of sexual exploitation during law enforcement operations.
This paper investigates the legal and ethical imperatives around the invocation of the Outrageous Government Conduct Defense in cases involving sexual contact during prostitution stings. It argues for the expansion of this defense to better protect the rights of individuals engaged in prostitution, taking into account legal, feminist ethical, and practical considerations. I will begin with the legal history of the outrageous conduct defense and its frequent conflation with the entrapment defense, gradually narrowing the focus to the application of this defense concerning sexual contact in prostitution stings. Next, I will examine the resistance to this defense related to each government branch, and then present my rationale for preserving and expanding the availability of the outrageous defense in cases involving sexual contact during prostitution stings. In specific, I argue that the outrageous defense should be upheld due to the inadequacies of the entrapment defense, the unique nature of sexual interactions, and the widespread abuse of police power in the realm of prostitution policing. Lastly, I will propose alternative strategies for the future of prostitution policing and policy-making that go beyond mere expansion of the outrageous defense. These alternatives include redirecting sting operations to target buyers, enacting prohibitions on sexual contact in prostitution stings through legislation, and ultimately transitioning towards a decriminalization model that can potentially transform the historically adversarial or exploitative relationship between police officers and prostitutes into a more supportive and collaborative one.
From The Entrapment Defense to the Outrageous Government Conduct Defense
To understand the legal evolution of the outrageous government conduct defense, it's important to explore its precursor: the entrapment defense. The entrapment defense was historically evaluated through two distinct approaches: the subjective and objective approaches. Over time, the subjective approach became the prevailing criterion for assessing entrapment, while the objective approach transitioned into the foundation of the outrageous government conduct defense. In this section, I will first examine the development of both the subjective and objective approaches to entrapment. Then, I will trace how the objective approach, which centers on government misconduct rather than individual predisposition to crime, evolves into the outrageous defense. Finally, I will delve into the landmark cases, such as Rochin v. California and Hampton v. United States, that established key legal standards for determining the applicability of the outrageous defense.
The entrapment defense refers to the legal concept in which the defendant claims to be induced by law enforcement officers to engage in a crime they were not inclined to commit. The subjective and objective tests of entrapment defense were formulated in the landmark case Sorrell v. United States (1932), in which the defendant faced charges related to selling liquor during the Prohibition Era. The majority, endorsing the subjective approach, scrutinized the defendant's state of mind and predisposition. According to the subjective approach, if the defendant can demonstrate an absence of prior inclination or intent to commit the crime, entrapment will constitute a valid defense. In contrast, the dissenting opinion developed the objective test, which emphasized the conduct of law enforcement officers. This test posited that if police officers’ actions were likely to induce a law-abiding person to commit a crime, entrapment can be sufficiently claimed.[12] This objective approach places a major focus on government conduct, denying the relevance of an individual's predisposition to criminal behavior in validating entrapment defenses. While both subjective and objective approaches appear in Sorrell v. United States, the subjective test favored by the majority is predominantly employed by most courts.[13] The relatively straightforward criterion of the suspect’s individual predisposition facilitates its application in both federal and state courts. In contrast, the objective approach's reliance on a "case-by-case determination of facts"[14] regarding the nature of government conduct introduces a significant level of ambiguity into the assessment of entrapment defenses. Each case presents unique circumstances, making it challenging to establish clear and consistent criteria for determining whether law enforcement's actions crossed the line into entrapment.
However, concerns regarding government misconduct persist in cases involving sting operations, leaving some room for the viability of the objective approach.[15] In 1952, Rochin v. California was a landmark due process case that redirected attention to government misconduct despite predisposition. In this case, the court established the widely recognized "shock the conscience"[16] standard for evaluating police officers’ behaviors. In this case, to acquire evidence of drug use, three police officers unlawfully entered Rochin's home without a warrant. Upon witnessing Rochin swallow two capsules, they handcuffed him in a hospital examination room, forcibly opened his mouth, and extracted the contents from his stomach which would be used at trial to prove his guilt. The Supreme Court Justice Frankfurter condemned both the intrusion of police officers into private space and their employment of unreasonably cruel investigatory means, deeming such actions as conduct that "shocks the conscience" under the Due Process Clause in the U.S. Constitution. This "shock the conscience" standard, later termed the Rochin test, is now the predominant criterion for assessing cases of alleged police power abuse during investigations and served as a key inspiration for the development of the outrageous government conduct defense.
The outrageous government conduct defense officially originated from United States v. Russell in 1973. In Russell, an undercover agent aided the defendant, who was charged with drug manufacturing, in obtaining a critical ingredient as part of a sting operation. Although the Court upheld the conviction, it recognized the problematic nature of government conduct in this operation and acknowledged the potential validity of the outrageous defense in future cases. The Court explicitly recognized that it "may someday be presented with a situation in which the conduct of law enforcement agents is so outrageous that due process principles would absolutely bar the government from invoking judicial processes to obtain a conviction."[17] This was the first declaration of the outrageous government conduct defense in legal history.
From that point forward, the entrapment defense bifurcated into two distinct trajectories. While the subjective approach became synonymous with entrapment defense, the objective approach gradually morphed into what is now recognized as the defense of outrageous government conduct. The First Circuit aptly noted that "outrageous misconduct is the offspring of objective entrapment, a doctrine largely abandoned in federal courts,"[18] signaling the diminishing relevance of the objective approach in entrapment defense and its emergence as the basis for the outrageous conduct defense. Therefore, in the (subjective) entrapment defense, the court continues to consider the individual's predisposition to commit the crime. Conversely, the outrageous conduct defense shifts the focus exclusively to the actions of the government, disregarding the defendant's predisposition and widening its applicability to include more defendants.
This bifurcation process was exemplified by Hampton v. United States (1976). In this case, the defendant obtained contraband drugs from a government informant and was subsequently arrested for the sale of drugs. Here, when both the suspect's criminal disposition and government misconduct were present, the majority opinion chose to align with the subjective approach to determine entrapment. It firmly stated that "[In Russell,] [w]e ruled out the possibility that the defense of entrapment could ever be based upon governmental misconduct in a case, such as this one, where the predisposition of the defendant to commit the crime was established."[19] However, two Justices criticized the term "ever" as overly absolute, arguing that constitutional limits exist on government conduct––an unconditional rule, regardless of police involvement in crime, contradicts the "fundamental fairness" of due process.[20] In the end, five Justices in the concurring and dissenting opinions expressed support for the viability of an alternative outrageous defense. They emphasized the applicability of the outrageous defense to predisposed defendants that entrapment defense fails to protect, thereby reinforcing the key distinction between the two defenses: the defense of entrapment, mainly referring to the subjective approach in practice, must take into account the individual's predisposition, whereas an outrageous conduct defense focuses on the government's actions regardless of the defendant’s predisposition and thus expands its availability to all defendants with or without predisposition. The underlying rationale is that even if a defendant possesses a criminal predisposition in committing a crime, they still have the right to be investigated in a reasonable and respectable manner by the government.[21] If the government infringes upon their due process rights, the conviction must be reversed.
To summarize, from its inception, the entrapment defense grappled with the balance between individual predisposition and government misconduct. Over time, the subjective approach gained prominence, emphasizing the defendant's predisposition to crime. Meanwhile, the objective approach, focusing on government conduct, paved the way for the emergence of the outrageous government conduct defense that aims to ensure due process and fairness for defendants.
Difficulties Faced by the Outrageous Defense in Prostitution Stings
Despite recognizing the outrageousness of police conduct as a potential defense, the court consistently exhibits a general reluctance to invoke it. Even in cases like Russell and Hampton, courts merely acknowledge its potential in the dissenting opinion without actually reversing the conviction of the defendants involved. It appears that although the courts may be inclined to uphold due process rights as a legal principle, they have reservations in fully setting aside criminal predisposition and allowing "criminals" to evade consequences in practice. Stephen Miller argues that the threshold for invoking this defense is often unrealistically high to the point that it becomes a myth.[22] The Sixth and Seventh Circuit Courts have even asserted that this defense "never had any life; and it certainly has no support in the decisions of this court." [23]
The overall hesitancy to apply the outrageous defense, coupled with the unique paradox of prostitution stings, has heightened the difficulties in establishing clear rules for what constitutes conscience-shocking sexual contact in such operations. Not only does the court need to determine what qualifies as outrageous conduct, but it also faces the challenge of distinguishing the intention behind the sexual contact—whether it was driven by evidence-gathering objectives or personal motivations. The vaguely defined conscience-shocking standard allows for significant judicial discretion, to the point where it becomes almost non-existent as a test because it can be easily twisted to support either decision.